Seeing What’s Possible
Jobs with Arena
The Arena family of companies is growing and offers exceptional career opportunities within Arena firms and with our portfolio companies. See what's possible for you in the postings below.
Arena Investors, LP
Support front, middle and back office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;
Daily code of ethics administration (e.g. PA dealing, Gifts & Entertainment, Outside Business Activity, Political Contribution, etc.) via the Star Compliance platform;
Maintenance of restricted trading list and watchlist;
AML/KYC risk-assessment and due-diligence;
Vendor due-diligence;
Daily portfolio management review and monitoring (e.g. trade blotter, positions, trade errors, best execution, allocation, principal/cross trades, etc.);
Daily monitoring of positions/holdings;
Preparation of significant shareholder/short sell filings;
Assist with regulatory filings oversight/co-ordination (e.g. Form ADV, Form PF, Form 13F, Form 13D/G, UK FCA filings, Singapore MAS filings, etc.)
Assist Testing and monitoring of compliance program;
Keeping abreast regulatory developments; and
Ad-hoc projects.